SEC Form 4 · accession 0001179110-17-000975
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Wygant
Officer — VP, Controller, CAO
Period of report
Jan 15, 2017
Accepted (ET)
Jan 17, 2017 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 15, 2017 | M | 3,334 | — | A | 3,334 | D | |
| Common Stock | Jan 15, 2017 | F | 1,425 | $39.89 | D | 1,909 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 15, 2017 | M | 3,334 | D | — | — | Common Stock | 3,334 | 6,666 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Alere common stock.
- F2The restricted stock units will vest as follows: one-third on the first anniversary of the grant date (1/15/17); one-third on the second anniversary of the grant date (1/15/18); and one-third on the third anniversary of the grant date (1/15/19).