SEC Form 4 · accession 0001179110-16-031804
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Roosevelt Jr.
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Nov 15, 2016 | A | 5,530 | A | — | — | Common Stock | 5,530 | 5,530 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Alere common stock.
- F2The restricted stock units will vest in full on June 30, 2017.
- F3All prior equity awards granted to the Reporting Person had vested in full on or prior to June 30, 2016.