SEC Form 4 · accession 0001179110-16-030485
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Gladwell
Officer — Senior VP, Global Operations
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2016 | M | 1,500 | $34.40 | A | 4,150 | D | |
| Common StockF3 | Oct 3, 2016 | F | 1,337 | $43.24 | D | 2,813 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2,F1 | $34.40 | Oct 3, 2016 | M | 1,500 | D | — | Oct 3, 2016 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1These options became exercisable in four annual installments beginning October 4, 2007.
- F2This derivative security does not have a price.
- F3Represents withholding of shares of Company common stock to satisfy exercise price and tax liability associated with exercise of stock options shown above.