SEC Form 4 · accession 0001179110-16-029626

ALERE INC. · ALR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Global Pres., Cardiometabolic

Period of report

Sep 9, 2016

Accepted (ET)

Sep 13, 2016 · 5:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001145460

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F4,F1	Sep 9, 2016	M	6,667	—	A	17,568	D
Common Stock^F3	holding	—	—		—	275	I	See footnote 3.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F2	—	Sep 9, 2016	M	6,667	D	—	—	Common Stock	6,667	6,667	D

F1Each restricted stock unit represents a contingent right to receive one share of Alere common stock.
F2On August 31, 2014, the reporting person was granted 20,000 restricted stock units, which vest as follows: 6,666 on the first anniversary of the grant date (8/31/15); 6,667 on the second anniversary of the grant date (8/31/16); and 6,667 on the third anniversary of the grant date (8/31/17).
F3These securities are owned by the Cramp Family Trust for which the reporting person and her spouse are the trustees.
F4Vesting of shares under the Alere 2010 Stock Option and Incentive Plan was suspended from March 1, 2016 until two business days after Alere's SEC filings became current. Shares vested on September 9, 2016 represent shares that otherwise would have vested during the suspension period.