SEC Form 4 · accession 0001179110-16-020682
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Renuka Uppaluri
Officer — Senior VP, Global R&D
Period of report
Feb 28, 2016
Accepted (ET)
Mar 2, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2016 | M | 6,666 | — | A | 6,666 | D | |
| Common StockF1 | Feb 28, 2016 | F | 2,555 | — | D | 4,111 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 28, 2016 | M | 6,666 | A | — | — | Common Stock | 6,666 | 13,332 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Alere common stock.
- F2The restricted stock units were awarded pursuant to a restricted stock unit agreement on February 28, 2015, and will vest as follows: one-third on the first anniversary of the grant date (2/28/16); one-third on the second anniversary of the grant date (2/28/17); and one-third on the third anniversary of the grant date (2/28/18).