SEC Form 4 · accession 0001179110-15-007911
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Carol R Goldberg
Director
Period of report
Jan 13, 2015
Accepted (ET)
May 15, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF5 | Jan 13, 2015 | S | 110 | $39.46 | D | 0 | D | |
| Common StockF5 | Jan 13, 2015 | G | 4,378 | $0.00 | D | 0 | D | |
| Common StockF5,F1 | holding | — | — | — | 22,813 | I | See Footnote | |
| Common StockF5,F2 | holding | — | — | — | 40,024 | I | See Footnote | |
| Common StockF5,F3 | holding | — | — | — | 2,304 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 16,666 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are held by the Carol r. Goldberg Qualified Annuity Trust - 2013, of which the reporting person is the trustee.
- F2These securities are held by the Carol r. Goldberg Qualified Annuity Trust - 2014, of which the reporting person is the trustee.
- F3These securities are held by the Avram J. Goldberg and Carol R. Goldberg Charitable Remainder Unitrust, of which the reporting person and her spouse are the trustees.
- F4These shares are owned by the Sydney R. Rabb Trust f/b/o Carol r. Goldberg, of which the reporting person, along with another unrelated individual, are the trustees.
- F5Reflects securities contributed to/distributed from a retained annuity trust for which the reporting person is the trustee since the reporting person's last report.