SEC Form 4 · accession 0001179110-15-007022
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melissa Guerdan
Officer — SVP, Global Quality & Reg.
Period of report
Apr 30, 2015
Accepted (ET)
May 4, 2015 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 30, 2015 | M | 3,031 | $25.68 | A | 3,031 | D | |
| Common StockF1 | Apr 30, 2015 | S | 3,031 | $47.81 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F3,F2 | $25.68 | Apr 30, 2015 | M | 3,031 | D | — | Apr 30, 2023 | Common Stock | 3,031 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form were made pursuant to a written 10b5-1 trading plan adopted in accordance with SEC Rule 10b5-1. Represents same day exercise and sale of stock options.
- F2The option will vest in four equal installments on 4/30/14, 4/30/15, 4/30/16 and 4/30/17.
- F3This derivative security does not have a price.