SEC Form 4 · accession 0001179110-15-006502
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F Levy
Director
Period of report
Apr 20, 2015
Accepted (ET)
Apr 22, 2015 · 8:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2015 | M | 25,000 | $28.03 | A | 172,125 | D | |
| Common StockF1 | Apr 20, 2015 | F | 14,000 | $50.05 | D | 158,125 | D | |
| Common StockF3 | holding | — | — | — | 2,360 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 5,201 | I | See Footnote | |
| Common StockF5 | holding | — | — | — | 1,007 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $28.03 | Apr 20, 2015 | M | 25,000 | D | May 24, 2009 | May 24, 2015 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The transaction reported on this form represents a net exercise of stock options.
- F2This derivative security does not have a price.
- F3These securities are held by the John Levy Family Trust, of which the reporting person is the trustee, for the benefit of the reporting person's children.
- F4These securities are held by Milton L. Levy Family Ltd., of which the reporting person is a limited partner.
- F5These securities are owned by the John Levy and Gail Rotherberg Charitable Remainder Unitrust, of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities.