SEC Form 4 · accession 0001179110-15-006158
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melissa Guerdan
Officer — SVP, Global Quality & Reg.
Period of report
Apr 6, 2015
Accepted (ET)
Apr 8, 2015 · 7:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 6, 2015 | M | 2,500 | $33.73 | A | 2,500 | D | |
| Common StockF1 | Apr 6, 2015 | S | 2,500 | $50.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F3,F2 | $33.73 | Apr 6, 2015 | M | 2,500 | D | — | Oct 31, 2023 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form were made pursuant to a written 10b5-1 trading plan adopted in accordance with SEC Rule 10b5-1. Represents same day exercise and sale of stock options.
- F2The option will vest in four equal installments on 10/31/14, 10/31/15, 10/31/16 and 10/31/17.
- F3This derivative security does not have a price.