SEC Form 4 · accession 0001179110-15-005423
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melissa Guerdan
Officer — SVP, Global Quality & Reg.
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2015 | M | 3,031 | $25.68 | A | 3,031 | D | |
| Common StockF1 | Mar 23, 2015 | M | 10,445 | $18.78 | A | 13,476 | D | |
| Common StockF1,F5 | Mar 23, 2015 | S | 13,476 | $48.345 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F4,F2 | $25.68 | Mar 23, 2015 | M | 3,031 | D | — | Apr 30, 2023 | Common Stock | 3,031 | 0 | D |
| Employee Stock Option (Right to Buy)F1,F4,F3 | $18.78 | Mar 23, 2015 | M | 10,445 | D | — | Aug 31, 2022 | Common Stock | 10,445 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form were made pursuant to a written 10b5-1 trading plan adopted in accordance with SEC Rule 10b5-1. Represents same day exercise and sale of stock options.
- F2The option will vest in four equal installments on 4/30/14, 4/30/15, 4/30/16 and 4/30/17.
- F3The option will vest in four equal installments on 8/31/13, 8/31/14, 8/31/15 and 8/31/16.
- F4This derivative security does not have a price.
- F5The price reported is a weighted average price. These shares were sold in approximately 108 separate transactions at prices ranging from $47.75 to $48.58, inclusive. The reporting person hereby undertakes to provide to the SEC, the issuer or any stockholder of the issuer, upon request, the full information regarding the number of shares and prices at which the transaction was effected.