SEC Form 4 · accession 0001179110-15-005187
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Carla Flakne
Officer — VP, Chief Accounting Officer
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2015 | M | 5,000 | $38.10 | A | 5,000 | D | |
| Common StockF1 | Mar 16, 2015 | M | 3,500 | $39.78 | A | 8,500 | D | |
| Common StockF1,F5 | Mar 16, 2015 | S | 8,500 | $48.994 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F4,F2 | $38.10 | Mar 16, 2015 | M | 5,000 | D | — | Dec 15, 2016 | Common Stock | 5,000 | 0 | D |
| Employee Stock Option (Right to Buy)F1,F4,F3 | $39.78 | Mar 16, 2015 | M | 3,500 | D | — | Apr 30, 2020 | Common Stock | 3,500 | 0 | D |
Explanation of responses
- F1Represents same day exercise and sale of stock options.
- F2Option vested in four equal installments on 12/15/07, 12/15/08, 12/15/09 and 12/15/10.
- F3Option vested in four equal installments in 4/30/11, 4/30/12, 4/30/13 and 4/30/14.
- F4This derivative security does not have a price.
- F5The price reported is a weighted average price. These shares were sold in approximately 76 separate transactions at prices ranging from $48.95 to $49.085, inclusive. The reporting person hereby undertakes to provide to the SEC, the issuer or any stockholder of the issuer, upon request, the full information regarding the number of shares and prices at which the transaction was effected.