SEC Form 4 · accession 0001179110-15-003999
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Renuka Uppaluri
Officer — Senior VP, Global R&D
Period of report
Feb 28, 2015
Accepted (ET)
Mar 3, 2015 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2,F1 | $45.47 | Feb 28, 2015 | A | 40,000 | A | — | Feb 28, 2025 | Common Stock | 40,000 | 40,000 | D |
| Employee Stock Option (Right to Buy)F2,F1 | $45.47 | Feb 28, 2015 | A | 35,000 | A | — | Feb 28, 2025 | Common Stock | 35,000 | 35,000 | D |
| Restricted Stock UnitsF4,F5 | — | Feb 28, 2015 | A | 20,000 | A | — | — | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1These options will become exercisable in four equal annual installments beginning February 28, 2016.
- F2This derivative security does not have a price.
- F3These options were granted in connection with the reporting person's hiring.
- F4Each restricted stock unit represents a contingent right to receive one share of Alere common stock.
- F5The restricted stock units will vest as follows: one-third on the first anniversary of the grant date (2/28/16); one-third on the second anniversary of the grant date (2/28/17); and one-third on the third anniversary of the grant date (2/28/18).