SEC Form 4 · accession 0001179110-15-003429
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Gladwell
Officer — Senior VP, Global Operations
Period of report
Feb 23, 2015
Accepted (ET)
Feb 25, 2015 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2015 | M | 12,500 | $28.03 | A | 13,292 | D | |
| Common StockF1,F4 | Feb 23, 2015 | S | 12,500 | $44.613 | D | 792 | D | |
| Common StockF5 | Feb 23, 2015 | S | 792 | $44.664 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F3,F2 | $28.03 | Feb 23, 2015 | M | 12,500 | D | — | May 24, 2015 | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Represents same day exercise and sale of expiring stock options.
- F2Option vested in four equal installments on 5/24/06, 5/24/07, 5/24/08 and 5/24/09.
- F3This derivative security does not have a price.
- F4The price reported is a weighted average price. These shares were sold in approximately 79 separate transactions at prices ranging from $44.58 to $44.66, inclusive. The reporting person hereby undertakes to provide to the SEC, the issuer or any stockholder of the issuer, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
- F5The price reported is a weighted average price. These shares were sold in approximately 7 separate transactions at prices ranging from $44.66 to $44.67, inclusive. The reporting person hereby undertakes to provide to the SEC, the issuer or any stockholder of the issuer, upon request, the full information regarding the number of shares and prices at which the transaction was effected.