SEC Form 5 · accession 0001179110-15-002589
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjay Malkani
Officer — Global Pres., Toxicology
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 9:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 30, 2014 | J | 346 | $30.677 | A | 5,906 | D | |
| Common Stock | Dec 31, 2014 | J | 316 | $32.30 | A | 6,222 | D | |
| Common StockF3,F2 | holding | — | — | — | 565 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were acquired under the Alere Inc. Employee Stock Purchase Plan. These transactions, were are exempt from Section 16(b) by virtue of Rule 16-3(c), are being voluntarily reported.
- F2These securities are owned by the reporting person's spouse.
- F3The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16.