SEC Form 4 · accession 0001179110-15-001903
ALERE INC. · ALR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Namal Nawana
Officer — Chief Executive Officer · Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 9:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145460
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Stock UnitsF1,F2 | — | Feb 3, 2015 | A | 150,000 | A | — | — | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Each performance stock unit represents a contingent right to receive one share of Alere common stock.
- F2The performance stock units will vest as follows: one-third on the first anniversary of the grant date (2/03/16), one-third on 1/15/17 and one-third on 1/15/18 to the extent that certain performance conditions related to the price of the Company's common stock have been met.