SEC Form 4 · accession 0001567619-19-000462
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Hennessy
Director
Period of report
Dec 28, 2018
Accepted (ET)
Jan 4, 2019 · 1:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2018 | G | 3,000 | $0.00 | D | 287,071 | D | |
| Common Stock | holding | — | — | — | 12,655 | I | By Spouse's IRA |
Table II — derivative securities
No Table II lines on this filing.