SEC Form 4 · accession 0001567619-18-004179
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn Fahy
Officer — SVP and CFO
Period of report
Oct 15, 2018
Accepted (ET)
Oct 16, 2018 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 15, 2018 | F | 388 | $13.62 | D | 23,925 | D | |
| Common Stock | Oct 15, 2018 | F | 188 | $13.62 | D | 14,001 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld for payment of taxes incident to the vesting of restricted shares.