SEC Form 4 · accession 0001567619-18-003108
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teresa M Nilsen
Officer — President, COO and Secretary · Director
Period of report
Sep 21, 2018
Accepted (ET)
Sep 25, 2018 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 21, 2018 | F | 1,952 | $14.40 | D | 153,697 | D | |
| Common Stock | Sep 23, 2018 | F | 2,789 | $14.40 | D | 150,908 | D | |
| Common Stock | holding | — | — | — | 8,285 | I | FBO Children | |
| Common Stock | holding | — | — | — | 1,518 | I | By Spouse's IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld for payment of taxes incident to the vesting of restricted shares.