SEC Form 4 · accession 0001567619-18-002860
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teresa M Nilsen
Officer — President, COO and Secretary · Director
Period of report
Sep 17, 2018
Accepted (ET)
Sep 19, 2018 · 1:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 17, 2018 | F | 2,770 | $14.61 | D | 155,649 | D | |
| Common Stock | holding | — | — | — | 8,285 | I | FBO Children | |
| Common Stock | holding | — | — | — | 1,518 | I | By Spouse's IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld for payment of taxes incident to the vesting of restricted shares.