SEC Form 4 · accession 0001437749-26-030961
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teresa M Nilsen
Officer — President, COO and Secretary · Director
Period of report
Sep 18, 2026
Accepted (ET)
Sep 22, 2026 · 5:37 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 18, 2026 | A | 19,700 | $0.00 | A | 170,523 | D | |
| Common Stock | Sep 18, 2026 | F | 9,521 | $10.38 | D | 161,002 | D | |
| Common Stock | holding | — | — | — | 9,425 | I | FBO Child | |
| Common Stock | holding | — | — | — | 1,518 | I | By Spouse's IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 19,700 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027.
- F2The amount reported in Column 5 reflects a reduction of 0.5 shares from the amount previously reported due to correction of an administrative error. There was no transaction.