SEC Form 4 · accession 0001437749-26-030955
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn Fahy
Officer — SVP and CFO
Period of report
Sep 18, 2026
Accepted (ET)
Sep 22, 2026 · 5:28 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 18, 2026 | A | 12,500 | $0.00 | A | 73,189 | D | |
| Common Stock | Sep 18, 2026 | F | 4,258 | $10.38 | D | 68,931 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 12,500 shares of underlying stock units that will vest 25% per year beginning on September 18, 2027.