SEC Form 4 · accession 0001140361-17-046714
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teresa M Nilsen
Officer — EVP, CFO and Secretary · Director
Period of report
Dec 18, 2017
Accepted (ET)
Dec 19, 2017 · 3:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | G | 3,000 | $0.00 | D | 142,669 | D | |
| Common Stock | Dec 18, 2017 | G | 3,000 | $0.00 | A | 8,285 | I | FBO Children |
| Common Stock | holding | — | — | — | 1,518 | I | By Spouse's IRA |
Table II — derivative securities
No Table II lines on this filing.