SEC Form 4 · accession 0001140361-16-077197
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Hennessy
Director
Period of report
Aug 16, 2016
Accepted (ET)
Aug 18, 2016 · 6:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2016 | S | 1,260 | $37.731 | D | 190,281 | D | |
| Common Stock | Aug 17, 2016 | S | 100 | $37.25 | D | 190,181 | D | |
| Common Stock | Aug 18, 2016 | S | 140 | $37.25 | D | 190,041 | D | |
| Common Stock | holding | — | — | — | 8,437 | I | By Spouse's IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $37.6301 to $37.76. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.