SEC Form 4 · accession 0001140361-16-070921
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel B Steadman
Officer — Executive Vice President · Director
Period of report
Jun 23, 2016
Accepted (ET)
Jun 27, 2016 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 23, 2016 | S | 954 | $35.00 | D | 48,197 | D | |
| Common Stock | Jun 23, 2016 | S | 200 | $36.00 | D | 47,997 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person sold the shares for diversification purposes.