SEC Form 4 · accession 0001140361-15-045918
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Hennessy
Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 30, 2015 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2015 | G | 1,500 | $0.00 | D | 197,081 | D | |
| Common Stock | Dec 15, 2015 | G | 600 | $0.00 | D | 196,481 | D | |
| Common Stock | Dec 17, 2015 | G | 200 | $0.00 | D | 196,281 | D | |
| Common Stock | holding | — | — | — | 8,437 | I | By Spouse's IRA |
Table II — derivative securities
No Table II lines on this filing.