SEC Form 4 · accession 0001140361-15-036899
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Teresa M Nilsen
Officer — EVP, CFO and Secretary · Director
Period of report
Sep 30, 2015
Accepted (ET)
Oct 5, 2015 · 7:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2015 | G | 1,000 | $0.00 | D | 103,287 | D | |
| Common Stock | Oct 1, 2015 | G | 900 | $0.00 | D | 102,387 | D | |
| Common Stock | Oct 1, 2015 | G | 900 | $0.00 | A | 2,024 | I | FBO Children |
| Common Stock | holding | — | — | — | 1,012 | I | By Spouse's IRA |
Table II — derivative securities
No Table II lines on this filing.