SEC Form 4 · accession 0001140361-15-036188
HENNESSY ADVISORS INC · HNNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel G Libarle
Director
Period of report
Sep 25, 2015
Accepted (ET)
Sep 29, 2015 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 25, 2015 | D | 4,264 | $25.00 | D | 59,908 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.