SEC Form 4 · accession 0001209191-18-058050
FORESCOUT TECHNOLOGIES, INC · FSCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Harms
Officer — Chief Financial Officer
Period of report
Nov 9, 2018
Accepted (ET)
Nov 9, 2018 · 8:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2018 | M | 1,615 | $2.18 | A | 6,373 | D | |
| Common StockF2 | Nov 9, 2018 | S | 2,620 | $27.982 | D | 3,753 | D | |
| Common StockF3 | Nov 9, 2018 | S | 1,550 | $28.922 | D | 2,203 | D | |
| Common StockF4 | Nov 9, 2018 | S | 400 | $29.80 | D | 1,803 | D | |
| Common StockF5 | Nov 9, 2018 | S | 200 | $31.323 | D | 1,603 | D | |
| Common StockF6 | holding | — | — | — | 109,962 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F7 | $2.18 | Nov 9, 2018 | M | 1,615 | D | — | Mar 27, 2023 | Common Stock | 1,615 | 9,439 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $27.54 to $28.52 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $28.55 to $29.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4This sale price represents the weighted average sale price of the shares sold ranging from $29.60 to $30.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5This sale price represents the weighted average sale price of the shares sold ranging from $30.80 to $31.52 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F6The shares are held of record by the Harms Family Trust dated April 20, 2006 for which the Reporting Person serves as a trustee.
- F7The shares subject to the option are fully vested and immediately exercisable.