SEC Form 4 · accession 0001209191-18-050961
FORESCOUT TECHNOLOGIES, INC · FSCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Harms
Officer — Chief Financial Officer
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Sep 11, 2018 | S | 1,920 | $37.007 | D | 10,892 | D | |
| Common StockF4 | Sep 11, 2018 | S | 2,107 | $37.35 | D | 8,785 | D | |
| Common StockF5 | holding | — | — | — | 109,962 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $36.26 to $37.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3Includes previously unreported shares acquired by the Reporting Person on May 18, 2018 pursuant to the Issuer's Employee Stock Purchase Plan.
- F4This sale price represents the weighted average sale price of the shares sold ranging from $37.26 to $37.48 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5The shares are held of record by the Harms Family Trust dated April 20, 2006 for which the Reporting Person serves as a trustee.