SEC Form 4 · accession 0001209191-18-047707
FORESCOUT TECHNOLOGIES, INC · FSCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Harms
Officer — Chief Financial Officer
Period of report
Aug 20, 2018
Accepted (ET)
Aug 20, 2018 · 9:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 20, 2018 | M | 14,204 | $7.04 | A | 30,573 | D | |
| Common Stock | Aug 20, 2018 | M | 1,819 | $9.88 | A | 32,392 | D | |
| Common StockF2 | Aug 20, 2018 | S | 20,047 | $32.508 | D | 12,345 | D | |
| Common StockF3 | holding | — | — | — | 109,962 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $7.04 | Aug 20, 2018 | M | 14,204 | D | — | Sep 18, 2024 | Common Stock | 14,204 | 20,795 | D |
| Employee Stock Option (right to buy)F5 | $9.88 | Aug 20, 2018 | M | 1,819 | D | — | Jul 31, 2025 | Common Stock | 1,819 | 73,181 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $32.27 to $32.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The shares are held of record by the Harms Family Trust dated April 20, 2006 for which the Reporting Person serves as a trustee.
- F4The shares subject to the option vest in forty-eight equal monthly installments beginning on August 24, 2014.
- F5One-fifth of the shares subject to the option vested in equal monthly installments over each of the first and second annual periods following July 31, 2015 and three-tenths of the shares subject to the option vest in equal monthly installments over each of the third and fourth annual periods following July 31, 2015.