SEC Form 4 · accession 0001209191-18-046911
FORESCOUT TECHNOLOGIES, INC · FSCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T Kent Elliott
Director
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 9:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2018 | M | 30,453 | $4.78 | A | 146,288 | D | |
| Common StockF2 | Aug 13, 2018 | S | 14,078 | $33.838 | D | 132,210 | D | |
| Common StockF3 | Aug 13, 2018 | S | 7,186 | $35.372 | D | 125,024 | D | |
| Common StockF4 | Aug 13, 2018 | S | 9,189 | $35.815 | D | 115,835 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $4.78 | Aug 13, 2018 | M | 30,453 | D | — | Sep 10, 2023 | Common Stock | 30,453 | 19,491 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2This sale price represents the weighted average sale price of the shares sold ranging from $33.62 to $34.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3This sale price represents the weighted average sale price of the shares sold ranging from $34.65 to $35.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4This sale price represents the weighted average sale price of the shares sold ranging from $35.65 to $36.02 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5Shares subject to the option are fully vested and immediately exercisable.