SEC Form 4 · accession 0001209191-18-021288
FORESCOUT TECHNOLOGIES, INC · FSCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Harms
Officer — Chief Financial Officer
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2018 | M | 46,169 | $2.18 | A | 62,192 | D | |
| Common StockF1 | holding | — | — | — | 109,962 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $2.18 | Mar 20, 2018 | M | 46,169 | D | — | Mar 27, 2023 | Common Stock | 46,169 | 11,054 | D |
Explanation of responses
- F1The shares are held of record by the Harms Family Trust dated April 20, 2006 for which the Reporting Person serves as a trustee.
- F2The shares subject to the option are fully vested and immediately exercisable.