SEC Form 4 · accession 0000899243-18-008596
FORESCOUT TECHNOLOGIES, INC · FSCT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Amadeus Capital Partners LTD
10% Owner
Amadeus II Affiliates Fund L.P.
10% Owner
II 'C' Amadeus
10% Owner
II 'B' Amadeus
10% Owner
II 'A' Amadeus
10% Owner
Amadeus EI L.P.
10% Owner
Amadeus IV Velocity Fund L.P.
10% Owner
Amadeus EII L.P.
10% Owner
Amadeus II 'D' GmbH & Co KG
10% Owner
Period of report
Mar 23, 2018
Accepted (ET)
Mar 27, 2018 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001145057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5,F6 | Mar 23, 2018 | S | 309,793 | $27.637 | D | 1,797,285 | I | See footnotes |
| Common StockF1,F2,F4,F5,F6,F7 | Mar 23, 2018 | S | 206,528 | $27.637 | D | 1,198,189 | I | See footnotes |
| Common StockF1,F2,F4,F5,F6,F8 | Mar 23, 2018 | S | 144,569 | $27.637 | D | 838,723 | I | See footnotes |
| Common StockF1,F2,F4,F5,F6,F9 | Mar 23, 2018 | S | 6,882 | $27.637 | D | 39,925 | I | See footnotes |
| Common StockF1,F2,F4,F5,F6,F10 | Mar 23, 2018 | S | 20,648 | $27.637 | D | 119,789 | I | See footnotes |
| Common StockF1,F2,F4,F5,F6,F11 | Mar 23, 2018 | S | 84,164 | $27.637 | D | 488,278 | I | See footnotes |
| Common StockF1,F2,F4,F5,F6,F12 | Mar 23, 2018 | S | 30,992 | $27.637 | D | 179,804 | I | See footnotes |
| Common StockF1,F2,F4,F5,F6,F13 | Mar 23, 2018 | S | 95,359 | $27.637 | D | 553,233 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold in a firm commitment underwritten public offering pursuant to an underwriting agreement, dated as of March 20, 2018, by and between the Issuer, the several underwriters and the selling stockholders identified therein.
- F10The reported shares are held of record by Amadeus II Affiliates Fund L.P. ("Affiliates Fund"). Amadeus II GP is the general partner of Affiliates Fund.
- F11The reported shares are held of record by Amadeus IV Velocity Fund L.P. ("Velocity Fund"). Amadeus IV Velocity GP LP ("Amadeus Velocity GP") is the general partner of Velocity Fund.
- F12The reported shares are held of record by Amadeus EI L.P. ("Amadeus EI"). Amadeus EI General Partner LP ("Amadeus EI GP") is the general partner of Amadeus EI.
- F13The reported shares are held of record by Amadeus EII L.P. ("Amadeus EII" and, together with each of Amadeus A, Amadeus B, Amadeus C, Amadeus GmbH, Affiliates Fund, Velocity Fund and Amadeus EI, the "Amadeus Funds"). Amadeus EII General Partner LP ("Amadeus EII GP" and together with each of Amadeus II GP, Amadeus Velocity GP and Amadeus EI GP, the "Direct General Partners") is the general partner of Amadeus EII.
- F2The price reported is the net price per share, reflecting the underwriting discount.
- F3The reported shares are held of record by Amadeus II 'A' ("Amadeus A"). Amadeus II General Partner LP ("Amadeus II GP") is the general partner of Amadeus A.
- F4Amadeus General Partner LTD ("Amadeus GP LTD") and Amadeus Capital GP LLP ("Amadeus Capital GP" and, together with Amadeus GP LTD, the "Intermediate General Partners") are the general partners of each of the Direct General Partners (as defined in footnote 13 below). Amadeus Capital Partners Limited ("Amadeus Limited") is the manager of each of the Amadeus Funds (as defined in footnote 13 below) and the Direct General Partners and has sole voting and dispositive power with respect to the shares held by the Amadeus Funds. The directors of Amadeus Limited (the "Amadeus Directors") have delegated their voting and dispositive power with respect to the shares held by each of the Amadeus Funds to a committee comprised of more than three members (the "Amadeus Committee").
- F5Each of the members of the Amadeus Committee share voting and dispositive power with respect to the shares held by the Amadeus Funds. Each of Amadeus Limited, the Direct General Partners, the Intermediate General Partners, the Amadeus Directors and members of the Amadeus Committee disclaim beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
- F6All of the shares of the Issuer held by the Amadeus Funds are subject to a voting agreement (as described in the Issuer's Registration Statement on Form S-1 filed with the United States Securities and Exchange Commission (File No. 333-220767)) pursuant to which the Issuer's Chief Executive Officer holds an irrevocable proxy with, under certain circumstances, voting control over such shares.
- F7The reported shares are held of record by Amadeus II 'B' ("Amadeus B"). Amadeus II GP is the general partner of Amadeus B.
- F8The reported shares are held of record by Amadeus II 'C' ("Amadeus C"). Amadeus II GP is the general partner of Amadeus C.
- F9The reported shares are held of record by Amadeus II 'D' GmbH & Co KG ("Amadeus GmbH"). Amadeus II GP is the general partner of Amadeus GmbH.
Remarks
This report on Form 4 is the first of two reports relating to the same transactions and is filed to enable all joint filers to gain access to the EDGAR filing system.