SEC Form 4 · accession 0001144354-15-000114
HEARTLAND PAYMENT SYSTEMS INC · HPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Kallenbach
Officer — Chief Legal Officer, GC & Sec.
Period of report
Dec 22, 2015
Accepted (ET)
Dec 28, 2015 · 11:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001144354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 22, 2015 | M | 1,394 | $0.00 | A | 36,314 | D | |
| Common Stock | Dec 22, 2015 | F | 642 | $95.02 | D | 35,672 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Dec 22, 2015 | M | 1,394 | D | — | Dec 22, 2021 | Common Stock | 1,394 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Heartland Payment Systems, Inc.'s Common Stock.
- F2The reporting person was granted 5,573 restricted stock units on December 22, 2011. The restricted stock units vest in four equal annual installments beginning December 22, 2012. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock units