SEC Form 4 · accession 0001144354-15-000105

HEARTLAND PAYMENT SYSTEMS INC · HPY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman

Period of report

Dec 21, 2015

Accepted (ET)

Dec 23, 2015 · 10:17 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001144354

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001 per share^F1	Dec 21, 2015	M	275	$0.00	A	551,210	D
Common Stock, par value $0.001 per share^F1	Dec 21, 2015	F	143	$94.59	D	551,067	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F2,F3,F4	—	Dec 21, 2015	M	275	D	—	Dec 19, 2019	Common Stock	275	827	D

F1The reporting person is the indirect beneficial owner of 30,442 shares of the Issuer held by the Robert H.B Baldwin, Jr. Trust U/A/D June 30, 2004 (the "Trust"). The reporting person disclaims beneficial ownership of the securities held in the Trust, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F2Each vested restricted stock unit was the economic equivalent of one share of the Issuer's common stock. The reporting person settled the vested restricted stock units for shares of the Issuer's common stock.
F3Each restricted stock unit represents a contingent right to receive one share of Common Stock.
F4The restricted stock units vest in four equal annual installments beginning December 19, 2015. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock units.