SEC Form 4 · accession 0001144354-15-000103
HEARTLAND PAYMENT SYSTEMS INC · HPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tony Capucille
Officer — Chief Sales Officer
Period of report
Dec 6, 2015
Accepted (ET)
Dec 15, 2015 · 3:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001144354
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2015 | M | 561 | $0.00 | A | 911 | D | |
| Common Stock | Dec 6, 2015 | F | 210 | $0.00 | D | 701 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Dec 6, 2015 | M | 561 | D | — | Dec 6, 2023 | Common Stock | 561 | 1,121 | D |
| Restricted Stock UnitF3,F4,F5 | — | Dec 11, 2015 | A | 3,013 | A | — | — | Common Stock | 3,013 | 3,013 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Heartland Payment Systems, Inc.'s Common Stock.
- F2The restricted stock units vest in four equal annual installments beginning December 6, 2014. Vested shares will be delivered to the reporting person as soon as administratively practicable following the vesting of the restricted stock unit.
- F3Each vested restricted stock unit was the economic equivalent of one share of the Issuer's common stock. The reporting person settled the vested restricted stock units for shares of the Issuer's common stock.
- F4Each restricted stock unit represents a contingent right to receive one share of the common stock of the Issuer.
- F5The restricted stock units vest in four equal annual installments beginning December 11, 2016. Vested shares will be delivered to the reporting person as soon as administratively practicable following thevesting of the restricted stock unit.