SEC Form 4 · accession 0001144215-16-000316
ACUITY INC. (DE) · AYI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Black
Officer — EVP
Period of report
Nov 9, 2016
Accepted (ET)
Nov 10, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001144215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 9, 2016 | S | 3,762 | $243.05 | D | 38,410 | D | |
| Common StockF2 | Nov 9, 2016 | M | 3,233 | $103.74 | A | 41,643 | D | |
| Common StockF2 | Nov 9, 2016 | M | 4,156 | $135.63 | A | 45,799 | D | |
| Common StockF2 | Nov 9, 2016 | M | 3,155 | $207.80 | A | 48,954 | D | |
| Common StockF1,F2 | Nov 9, 2016 | S | 10,544 | $243.05 | D | 38,410 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF3 | $103.74 | Nov 9, 2016 | M | 3,233 | D | — | Oct 23, 2023 | Common Stock | 3,233 | 0 | D |
| Non-Qualified Stock OptionF4 | $135.63 | Nov 9, 2016 | M | 4,156 | D | — | Oct 26, 2024 | Common Stock | 4,156 | 4,156 | D |
| Non-Qualified Stock OptionF5 | $207.80 | Nov 9, 2016 | M | 3,155 | D | — | Oct 26, 2025 | Common Stock | 3,155 | 6,309 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.00 to $243.29, inclusive. The Reporting Person undertakes to provide to Acuity Brands, Inc., any security holder of Acuity Brands, Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- F2The total direct shares owned includes 38,410 time-vesting restricted shares.
- F3This option vested ratably over a three-year period and became fully vested on October 24, 2016.
- F4This option vests ratably over a three-year period and will become fully vested on October 27, 2017.
- F5This option vests ratably over a three-year period and will become fully vested on October 26, 2018.