SEC Form 4 · accession 0001144215-16-000285
ACUITY INC. (DE) · AYI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vernon J Nagel
Officer — Chairman, President, and CEO · Director
Period of report
Oct 24, 2016
Accepted (ET)
Oct 26, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001144215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 24, 2016 | F | 2,466 | $239.76 | D | 193,905 | D | |
| Common StockF3,F4 | Oct 24, 2016 | A | 13,904 | $239.76 | A | 207,809 | D | |
| Common Stock | holding | — | — | — | 50,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF5,F6 | $239.76 | Oct 24, 2016 | A | 29,031 | A | — | Oct 24, 2026 | Common Stock | 29,031 | 29,031 | D |
Explanation of responses
- F1The transaction(s) reported relate(s) to the vesting of restricted stock held by the reporting person.
- F2The total direct shares owned includes 32,982 time-vesting restricted shares.
- F3The shares being reported result from the award of restricted stock pursuant to the 2012 Omnibus Stock Incentive Compensation Plan.
- F4The total direct shares owned includes 46,886 time-vesting restricted shares.
- F5The shares being reported result from the award of nonqualified stock options pursuant to the 2012 Omnibus Stock Incentive Compensation Plan.
- F6This option vests ratably over a three-year period and will become fully vested on October 24, 2019.