SEC Form 4 · accession 0001144215-15-000150
ACUITY INC. (DE) · AYI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard K Reece
Officer — EVP/Chief Financial Officer
Period of report
Nov 3, 2015
Accepted (ET)
Nov 4, 2015 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001144215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 3, 2015 | M | 900 | $46.29 | A | 129,013 | D | |
| Common StockF1 | Nov 3, 2015 | S | 900 | $217.00 | D | 128,113 | D | |
| Common StockF1 | Nov 4, 2015 | M | 5,246 | $46.29 | A | 133,359 | D | |
| Common StockF1 | Nov 4, 2015 | S | 5,246 | $217.00 | D | 128,113 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2 | $46.29 | Nov 3, 2015 | M | 900 | D | — | Oct 23, 2021 | Common Stock | 900 | 21,420 | D |
| Non-Qualified Stock OptionF2 | $46.29 | Nov 4, 2015 | M | 5,246 | D | — | Oct 23, 2021 | Common Stock | 5,246 | 16,174 | D |
Explanation of responses
- F1The total direct shares owned includes 35,586 time-vesting restricted shares.
- F2This option vested ratably over a three-year period and become fully vested on October 24, 2014.