SEC Form 4 · accession 0001144215-15-000125
ACUITY INC. (DE) · AYI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Black
Officer — EVP
Period of report
Oct 26, 2015
Accepted (ET)
Oct 28, 2015 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001144215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 26, 2015 | A | 4,813 | $207.80 | A | 53,214 | D | |
| Common StockF3,F4 | Oct 27, 2015 | F | 821 | $0.00 | D | 52,393 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF5,F6 | $207.80 | Oct 26, 2015 | A | 9,464 | A | — | Oct 26, 2025 | Common Stock | 9,464 | 9,464 | D |
Explanation of responses
- F1The shares being reported result from the award of restricted stock pursuant to the 2012 Omnibus Stock Incentive Compensation Plan.
- F2The total direct shares owned includes 49,307 time-vesting restricted shares.
- F3The transaction(s) reported relate(s) to the vesting of restricted stock held by the reporting person.Disposition is caused by shares withheld for tax purposes.
- F4The total direct shares owned includes 47,586 time-vesting restricted shares.
- F5The shares being reported result from the award of nonqualified stock options pursuant to the 2012 Omnibus Stock Incentive Compensation Plan.
- F6This option vests ratably over a three-year period and will become fully vested on October 26, 2018.