SEC Form 4 · accession 0001144215-15-000013
ACUITY INC. (DE) · AYI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vernon J Nagel
Officer — Chairman, President, and CEO · Director
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001144215
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2015 | M | 6,381 | $40.29 | A | 203,912 | D | |
| Common StockF2,F1 | Jan 13, 2015 | S | 6,381 | $153.69 | D | 197,531 | D | |
| Common Stock | holding | — | — | — | 80,000 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF3 | $40.29 | Jan 13, 2015 | M | 6,381 | D | — | Nov 1, 2017 | Common Stock | 6,381 | 68,319 | D |
Explanation of responses
- F1The total direct shares owned includes 57,951 time-vesting restricted shares.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.00 to $154.60, inclusive. The Reporting Person undertakes to provide to Acuity Brands, Inc., any security holder of Acuity Brands, Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- F3This option vested in equal annual installments over a three-year period and was fully vested on November 2, 2010.