SEC Form 4 · accession 0001475246-18-000060
GLADSTONE CAPITAL CORP · GLAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Gladstone
Officer — CEO · Director
Period of report
Sep 19, 2018
Accepted (ET)
Sep 20, 2018 · 3:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 19, 2018 | J | 26,405 | $9.55 | A | 26,405 | I | by Gladstone International Corporation, Ltd. |
| Common Stock | holding | — | — | — | 187,259 | I | by The Gladstone Companies, Ltd. | |
| Common Stock | holding | — | — | — | 982,460 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the shares transferred to Gladstone International Corporation, Ltd. in a private transaction as satisfaction of an outstanding loan.