SEC Form 4 · accession 0001414741-15-000001
GLADSTONE CAPITAL CORP · GLAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Dellafiora
Officer — Chief Compliance Officer
Period of report
Dec 15, 2015
Accepted (ET)
Dec 16, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2015 | P | 200 | $6.7499 | A | 200 | D | |
| Common Stock | Dec 15, 2015 | P | 500 | $6.746 | A | 700 | D |
Table II — derivative securities
No Table II lines on this filing.