SEC Form 4 · accession 0001374463-17-000004
GLADSTONE CAPITAL CORP · GLAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Marcotte
Officer — President
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 2:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2017 | P | 100 | $8.94 | A | 343,743 | D | |
| Common Stock | Mar 9, 2017 | P | 9,900 | $8.9645 | A | 353,643 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.