SEC Form 4 · accession 0001374463-17-000002
GLADSTONE CAPITAL CORP · GLAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Marcotte
Officer — President
Period of report
Feb 28, 2017
Accepted (ET)
Mar 1, 2017 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2017 | P | 8,000 | $9.15 | A | 336,663 | D | |
| Common Stock | Feb 28, 2017 | P | 4,000 | $9.12 | A | 340,663 | D | |
| Common Stock | Feb 28, 2017 | P | 3,000 | $9.11 | A | 343,663 | D | |
| Common Stock | Feb 28, 2017 | P | 1,000 | $9.14 | A | 344,663 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.