SEC Form 4 · accession 0001374463-16-000014
GLADSTONE CAPITAL CORP · GLAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Marcotte
Officer — President
Period of report
Oct 25, 2016
Accepted (ET)
Oct 26, 2016 · 2:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 25, 2016 | P | 25,000 | $7.98 | A | 321,950 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were purchased in a public offering of Gladstone Capital Corporation's common stock.