SEC Form 4 · accession 0001374463-16-000012
GLADSTONE CAPITAL CORP · GLAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Marcotte
Officer — President
Period of report
Aug 19, 2016
Accepted (ET)
Aug 25, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2016 | P | 2,000 | $8.52 | A | 290,758 | D | |
| Common Stock | Aug 22, 2016 | P | 4,000 | $8.52 | A | 294,758 | D |
Table II — derivative securities
No Table II lines on this filing.