SEC Form 4 · accession 0001209191-17-066304
Xenith Bankshares, Inc. · XBKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Palmer P. Garson
Director
Period of report
Dec 18, 2017
Accepted (ET)
Dec 19, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | M | 1,914 | $26.20 | A | 28,196 | D | |
| Common Stock | Dec 18, 2017 | M | 1,320 | $10.30 | A | 29,506 | D | |
| Common Stock | Dec 18, 2017 | M | 2,200 | $8.00 | A | 31,706 | D | |
| Common Stock | Dec 18, 2017 | M | 2,200 | $10.60 | A | 33,906 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option(right to buy)F1 | $26.20 | Dec 18, 2017 | M | 1,914 | A | — | May 7, 2019 | Common Stock | 1,914 | 0 | D |
| Option (right to buy)F2 | $10.30 | Dec 18, 2017 | M | 1,320 | A | — | Apr 3, 2021 | Common Stock | 1,320 | 0 | D |
| Option (right to buy)F3 | $8.00 | Dec 18, 2017 | M | 2,200 | A | — | Dec 21, 2021 | Common Stock | 2,200 | 0 | D |
| Option (right to buy)F4 | $10.60 | Dec 18, 2017 | M | 2,200 | A | — | Dec 19, 2022 | Common Stock | 2,200 | 0 | D |
Explanation of responses
- F1These options were exercisable in three equal installments on December 22, 2010, December 22, 2011, and December 22, 2012.
- F2These options were exercisable in three equal installments on April 4, 2012, April 4, 2013, and April 4, 2014.
- F3These options were exercisable in three equal installments on December 22, 2012, December 22, 2013, and December 22, 2014.
- F4These options were exercisable in three equal installments on December 20, 2013, December 20, 2014, and December 20, 2015.