SEC Form 4 · accession 0001209191-17-064205
Xenith Bankshares, Inc. · XBKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward H. Phillips Jr.
Officer — EVP/ Co-Head of Comm. Banking
Period of report
Dec 4, 2017
Accepted (ET)
Dec 6, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2017 | M | 1,320 | $10.30 | A | 15,343 | D | |
| Common Stock | Dec 4, 2017 | M | 2,200 | $8.30 | A | 17,543 | D | |
| Common Stock | Dec 4, 2017 | M | 3,062 | $9.50 | A | 20,605 | D | |
| Common Stock | holding | — | — | — | 3,828 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $10.30 | Dec 4, 2017 | M | 1,320 | D | — | Apr 3, 2021 | Common Stock | 1,320 | 0 | D |
| Option (right to buy)F2 | $8.30 | Dec 4, 2017 | M | 2,200 | D | — | Feb 22, 2022 | Common Stock | 2,200 | 0 | D |
| Option (right to buy)F3 | $9.50 | Dec 4, 2017 | M | 3,062 | D | — | Aug 14, 2022 | Common Stock | 3,062 | 0 | D |
Explanation of responses
- F1These options were exercisable in three equal annual installments on April 4, 2012, April 4, 2013, and April 4, 2014.
- F2These options were exercisable in three equal annual installments on February 23, 2013, February 23, 2014, and February 23, 2015.
- F3These options were exercisable in three equal annual installments on August 14, 2013, August 14, 2014, and August 14, 2015.