SEC Form 4 · accession 0001209191-17-062276
Xenith Bankshares, Inc. · XBKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wellington W. Cottrell III
Officer — EVP and Chief Credit Officer
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 12:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001143155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2017 | M | 2,200 | $10.30 | A | 35,546 | D | |
| Common Stock | Nov 21, 2017 | M | 3,300 | $8.30 | A | 38,846 | D | |
| Common Stock | Nov 21, 2017 | M | 7,656 | $9.50 | A | 46,502 | D | |
| Common Stock | Nov 21, 2017 | M | 7,656 | $26.20 | A | 54,158 | D | |
| Common Stock | Nov 21, 2017 | S | 2,816 | $32.97 | D | 51,342 | D | |
| Common Stock | Nov 21, 2017 | S | 1,401 | $32.9281 | D | 49,941 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $10.30 | Nov 21, 2017 | M | 2,200 | D | — | Apr 3, 2021 | Common Stock | 2,200 | 0 | D |
| Option (right to buy)F2 | $8.30 | Nov 21, 2017 | M | 3,300 | D | — | Feb 22, 2022 | Common Stock | 3,300 | 0 | D |
| Option (right to buy)F3 | $9.50 | Nov 21, 2017 | M | 7,656 | D | — | Aug 14, 2022 | Common Stock | 7,656 | 0 | D |
| Option (right to buy)F4 | $26.20 | Nov 21, 2017 | M | 7,656 | D | — | May 7, 2019 | Common Stock | 7,656 | 0 | D |
Explanation of responses
- F1These options were exercisable in three equal installments on April 4, 2012, April 4, 2013, and April 4, 2014.
- F2These options were exercisable in three equal installments on February 23, 2013, February 23, 2014, and February 23, 2015.
- F3These options were exercisable in three equal installments on August 14, 2013, August 14, 2014, and August 14, 2015.
- F4These options were exercisable in three equal installments on December 22, 2010, December 22, 2011, and December 22, 2012.